ToolGrid

A team of professionals at a table in a meeting room, focused on collaboration.

Transition Support

Transitioning to a new firm is a major decision, and we know the process can feel overwhelming. That’s why we provide a structured, personalized transition experience to ensure minimal disruption to your business and your clients. Our experienced transition team is here to guide you every step of the way, from initial planning onward.

A Seamless Move, Backed by Experience

Our team will work with you to develop a plan that includes:

  • Regulatory and Compliance Support – Guidance on contractual obligations and client information transfer.
  • Registration and Licensing – Pre-filing and processing to ensure you’re ready to conduct business as soon as possible.
  • Account Mapping and Repapering – Assistance with client account transfers and documentation.
  • Office Setup – Support in securing office space, furniture, and technology – whether in Malden, MA, one of our other branch locations, or elsewhere.
  • Operational and HR Setup – Guidance on payroll, health insurance, and other benefits.
  • Client Communication Strategy – Helping you inform and transition clients with confidence.
  • Technology and Systems Training – Hands-on support to ensure a smooth adoption of new tools.
A woman smiling at a table with a man, both engaged in a pleasant conversation.

Hands-On Support for a Successful Start

Once your transition is underway, our team is actively involved in executing the plan. Whether it’s processing paperwork, ensuring technology is operational, or providing hands-on training for you and your staff, we handle the logistics so you can focus on maintaining client relationships.

Ongoing Support Beyond Your Transition

Joining Cantella isn’t just about making a move – it’s about setting yourself up for long-term success. Our commitment extends beyond the transition process, offering ongoing operational support, business growth resources, and direct access to a knowledgeable and responsive home office team.

Ready to Make the Move?

Work with a transition team that ensures every detail is handled. Contact us today at 800-653-0391 or joincantella@cantella.com to start the conversation.

Blue Gradient

A smooth transition is just the beginning. See how we support your business growth beyond day one.

Our Business Solutions

389 Main Street, Suite 101
Malden, Massachusetts 02148

Main Phone: 800-333-3502
Advisor Recruits: 800-653-0391
Clients: 800-335-9156

joincantella@cantella.com
clientservices@cantella.com

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker/dealer, member FINRA/SIPC. Advisory services through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge markets securities and advisory services through Cantella. Cantella is owned and operated by Cambridge and its affiliates.

Financial Professionals may only conduct business with residents of the states or jurisdictions in which they are properly registered, licensed, or exempt from registration and not all of the securities, products, or services mentioned are available in every state or jurisdiction.

The information being provided is strictly as a courtesy. When you access one of these websites, you are leaving our website and assume total responsibility and risk for your use of the website(s) you are linking to. We make no representation as to the completeness or accuracy of information provided on these websites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to, or your use of third-party technologies, websites, information, and programs made available through this website.

Cambridge’s Form CRS (Customer Relationship Summary)

Visit FINRA's BrokerCheck.

Copyright © 2025 Cantella. All rights reserved.